Anthropic · Anthropic API Terms · View original document ↗

Prohibition on Financial and Investment Use

Medium severity Unique · 0 of 325 platforms
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This analysis describes what Anthropic's agreement states, permits, or reserves. It does not constitute a legal determination about enforceability. Regulatory applicability and practical outcomes may vary by jurisdiction, enforcement context, and individual circumstances. Read our methodology

ConductAtlas Analysis

Why it matters (compliance & governance perspective)

This provision defines the scope of permissible use by establishing an exclusion from financial advisory and trading contexts. It establishes a foundational operational boundary regarding the regulatory status under which the service operates and the purposes for which output may be relied upon.

Consumer impact (what this means for users)

Users are contractually restricted from using the service as a basis for securities transactions or financial product advice. This restriction applies regardless of the service's actual analytical capabilities, and users remain responsible for obtaining advice from appropriately licensed financial professionals.

How other platforms handle this

Luma AI Medium

use the Services or Output for commercial purposes, unless permitted to do so under Section 4.9, or to compete with Luma or in a manner otherwise detrimental to Luma's business

23andMe Medium

You are not an insurance company or an employer; and You will not use the Services for any investigative forensic genealogy uses.

Hulu Medium

engage in any of the foregoing in connection with any use, creation, development, modification, prompting, fine-tuning, training, testing, benchmarking or validation of any artificial intelligence or machine learning tool, model, system, algorithm, product or other technology ("AI Tool").

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▸ View Original Clause Language DOCUMENT RECORD
"
To rely upon the Services, the Materials, or the Actions to buy or sell securities or to provide or receive advice about securities, commodities, derivatives, or other financial products or services, as Anthropic is not a broker-dealer or a registered investment adviser under the securities laws of the United States or any other jurisdiction.

— Excerpt from Anthropic's Anthropic API Terms

Applicable regulations

CFAA
United States Federal
DMCA
United States Federal
DSA
European Union
Trump Executive Order on AI Policy Framework
US

Provision details

Document information
Document
Anthropic API Terms
Entity
Anthropic
Document last updated
May 5, 2026
Tracking information
First tracked
May 8, 2026
Last verified
May 10, 2026
Record ID
CA-P-006505
Document ID
CA-D-00644
Evidence Provenance
Source URL
Wayback Machine
Content hash (SHA-256)
76b3ec7295fe5abd7a14cd2bc45c46e3b7dd9a66ea991a2455e2ef95f735e820
Analysis generated
May 8, 2026 10:56 UTC
Methodology
Evidence
✓ Snapshot stored   ✓ Hash verified
Citation Record
Entity: Anthropic
Document: Anthropic API Terms
Record ID: CA-P-006505
Captured: 2026-05-08 10:56:14 UTC
SHA-256: 76b3ec7295fe5abd…
URL: https://conductatlas.com/platform/anthropic/anthropic-api-terms/prohibition-on-financial-and-investment-use/
Accessed: May 20, 2026
Permanent archival reference. Stable identifier suitable for legal filings, compliance documentation, and research citation.
Classification
Severity
Medium
Categories

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Built from archived source documents, structured governance mappings, and historical version tracking.

Frequently Asked Questions

What does Anthropic's Prohibition on Financial and Investment Use clause do?

This provision defines the scope of permissible use by establishing an exclusion from financial advisory and trading contexts. It establishes a foundational operational boundary regarding the regulatory status under which the service operates and the purposes for which output may be relied upon.

How does this clause affect you?

Users are contractually restricted from using the service as a basis for securities transactions or financial product advice. This restriction applies regardless of the service's actual analytical capabilities, and users remain responsible for obtaining advice from appropriately licensed financial professionals.

Is ConductAtlas affiliated with Anthropic?

No. ConductAtlas is an independent monitoring service. We are not affiliated with, endorsed by, or sponsored by Anthropic.