This analysis describes what Anthropic's agreement states, permits, or reserves. It does not constitute a legal determination about enforceability. Regulatory applicability and practical outcomes may vary by jurisdiction, enforcement context, and individual circumstances. Read our methodology
This provision defines the scope of permissible use by establishing an exclusion from financial advisory and trading contexts. It establishes a foundational operational boundary regarding the regulatory status under which the service operates and the purposes for which output may be relied upon.
Users are contractually restricted from using the service as a basis for securities transactions or financial product advice. This restriction applies regardless of the service's actual analytical capabilities, and users remain responsible for obtaining advice from appropriately licensed financial professionals.
How other platforms handle this
relate to transactions involving (f) the promotion of hate, violence, racial or other forms of intolerance that is discriminatory or the financial exploitation of a crime... (i) involve offering or receiving payments for the purpose of bribery or corruption.
engage in any of the foregoing in connection with the use, creation, development, modification, prompting, fine-tuning, training, testing, benchmarking or validation of any machine learning tool, model, system, algorithm, product or other technology.
You agree not to post, upload, publish, submit or transmit any content that: (i) infringes, misappropriates or violates a third party's patent, copyright, trademark, trade secret, moral rights or other intellectual property rights, or rights of publicity or privacy; (ii) violates, or encourages any ...
Monitoring
Anthropic has changed this document before.
Receive same-day alerts, structured change summaries, and monitoring for up to 25 platforms.
"To rely upon the Services, the Materials, or the Actions to buy or sell securities or to provide or receive advice about securities, commodities, derivatives, or other financial products or services, as Anthropic is not a broker-dealer or a registered investment adviser under the securities laws of the United States or any other jurisdiction.— Excerpt from Anthropic's Anthropic API Terms
Compliance Governance Intelligence
Need to monitor specific governance provisions?
Compliance includes provision-level monitoring, governance timelines, regulatory mapping, and audit-ready analysis.
Built from archived source documents, structured governance mappings, and historical version tracking.
This provision defines the scope of permissible use by establishing an exclusion from financial advisory and trading contexts. It establishes a foundational operational boundary regarding the regulatory status under which the service operates and the purposes for which output may be relied upon.
Users are contractually restricted from using the service as a basis for securities transactions or financial product advice. This restriction applies regardless of the service's actual analytical capabilities, and users remain responsible for obtaining advice from appropriately licensed financial professionals.
No. ConductAtlas is an independent monitoring service. We are not affiliated with, endorsed by, or sponsored by Anthropic.