OpenAI · OpenAI Data Processing Addendum · View original document ↗

HIPAA Business Associate Agreement Carve-Out

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Document Record

What it is

OpenAI's standard API services are not set up for healthcare data protected under US law. If you want to use the API with patient health data, you must sign a separate legal agreement with OpenAI first.

This analysis describes what OpenAI's agreement states, permits, or reserves. It does not constitute a legal determination about enforceability. Regulatory applicability and practical outcomes may vary by jurisdiction, enforcement context, and individual circumstances. Read our methodology

ConductAtlas Analysis

Why it matters (compliance & governance perspective)

This provision places the compliance burden on the operator to identify when HIPAA applies to their use case and to execute a BAA before submitting any protected health information. Using the API with PHI without a BAA in place would constitute a potential HIPAA violation by the operator.

Consumer impact (what this means for users)

If a business uses OpenAI's API to process health-related personal data about individuals without first executing a HIPAA Business Associate Agreement, that business may be operating in violation of US healthcare privacy law. Individuals whose health data is processed through an API product should ensure the operator has appropriate legal agreements in place.

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▸ View Original Clause Language DOCUMENT RECORD
"
The parties acknowledge that the Services are not designed for processing Protected Health Information as defined under HIPAA. If Customer wishes to use the Services to process Protected Health Information, Customer must enter into a separate Business Associate Agreement with OpenAI prior to submitting any Protected Health Information through the Services.

— Excerpt from OpenAI's OpenAI Data Processing Addendum

ConductAtlas Analysis

Institutional analysis (Compliance & governance intelligence)

REGULATORY LANDSCAPE: HIPAA (45 CFR Parts 160 and 164) requires covered entities and business associates to execute BAAs before sharing protected health information with service providers. HHS Office for Civil Rights (OCR) is the primary enforcement authority. Operators in healthcare, health insurance, or health technology that process PHI via the OpenAI API without a BAA face potential HIPAA enforcement including civil monetary penalties. GOVERNANCE EXPOSURE: High for healthcare-adjacent operators. The DPA explicitly states the standard services are not designed for PHI, which signals that additional technical and contractual controls are required. Operators who submit PHI through the standard API without a BAA may be unable to defend a HIPAA compliance position if data is involved in a breach or audit. JURISDICTION FLAGS: US-based covered entities and business associates under HIPAA face the most direct exposure. Non-US healthcare operators processing data about US patients may also face HIPAA obligations depending on their relationship to US covered entities. CONTRACT AND VENDOR IMPLICATIONS: Healthcare operators and their procurement teams should conduct a PHI data flow assessment before deploying OpenAI's API in clinical, insurance, or health administration contexts. The BAA must be executed and in place before any PHI is submitted. Operators should also assess whether OpenAI's API meets HIPAA technical safeguard requirements independent of the contractual BAA. COMPLIANCE CONSIDERATIONS: Operators in healthcare or health-adjacent sectors should include an OpenAI BAA execution step in their vendor onboarding process, conduct a HIPAA-specific risk assessment for any AI use case involving patient data, and confirm that de-identification procedures are applied before data reaches the standard API if a BAA has not been executed.

Full compliance analysis

Regulatory citations, enforcement risk, and due diligence action items.

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Applicable agencies

  • Hhs Ocr
    HHS Office for Civil Rights enforces HIPAA BAA requirements and investigates complaints about unauthorized processing of protected health information.
    File a complaint →

Applicable regulations

California AB 2013 AI Training Data Transparency
US-CA
DMCA
United States Federal
DSA
European Union

Provision details

Document information
Document
OpenAI Data Processing Addendum
Entity
OpenAI
Document last updated
May 11, 2026
Tracking information
First tracked
May 11, 2026
Last verified
May 12, 2026
Record ID
CA-P-010999
Document ID
CA-D-00757
Evidence Provenance
Source URL
Wayback Machine
Content hash (SHA-256)
8ae5b556815e67cd00740a6c1b656c2b56a01dfecbb0b039a8fa2625f2c769ba
Analysis generated
May 11, 2026 13:05 UTC
Methodology
Evidence
✓ Snapshot stored   ✓ Hash verified
Citation Record
Entity: OpenAI
Document: OpenAI Data Processing Addendum
Record ID: CA-P-010999
Captured: 2026-05-11 13:05:56 UTC
SHA-256: 8ae5b556815e67cd…
URL: https://conductatlas.com/platform/openai/openai-data-processing-addendum/hipaa-business-associate-agreement-carve-out/
Accessed: May 13, 2026
Permanent archival reference. Stable identifier suitable for legal filings, compliance documentation, and research citation.
Classification
Severity
High
Categories

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Frequently Asked Questions

What does OpenAI's HIPAA Business Associate Agreement Carve-Out clause do?

This provision places the compliance burden on the operator to identify when HIPAA applies to their use case and to execute a BAA before submitting any protected health information. Using the API with PHI without a BAA in place would constitute a potential HIPAA violation by the operator.

How does this clause affect you?

If a business uses OpenAI's API to process health-related personal data about individuals without first executing a HIPAA Business Associate Agreement, that business may be operating in violation of US healthcare privacy law. Individuals whose health data is processed through an API product should ensure the operator has appropriate legal agreements in place.

Is ConductAtlas affiliated with OpenAI?

No. ConductAtlas is an independent monitoring service. We are not affiliated with, endorsed by, or sponsored by OpenAI.