Robinhood · Robinhood Customer Agreement

Options Trading Risk Disclosure

High severity
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What it is

If you trade options on Robinhood, you accept full responsibility for any losses, which can be greater than your initial investment, and confirm you have read the OCC options disclosure.

Consumer impact (what this means for users)

By agreeing to this clause, consumers accept sole responsibility for potentially unlimited losses from options strategies such as selling naked calls, even though Robinhood's interface design has been scrutinized for encouraging inexperienced investors to engage in complex options trading. Robinhood paid $70 million to FINRA in 2021 partly over options-related harm to retail customers.

Cross-platform context

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Why it matters (compliance & risk perspective)

Options trading can result in losses that exceed what you originally invested, and this clause places complete responsibility for those losses on you — Robinhood's gamified app design has been criticized for making complex options strategies too accessible to inexperienced investors.

View original clause language
Options trading involves significant risk and is not appropriate for all investors. You acknowledge that you have received, read and understood the options disclosure document titled 'Characteristics and Risks of Standardized Options' published by the Options Clearing Corporation (OCC). Trading options can result in the loss of the entire amount invested, and in the case of certain options strategies, the potential loss is unlimited. You agree that you are solely responsible for any losses incurred in connection with options trading in your account.

Institutional analysis (Compliance & legal intelligence)

REGULATORY FRAMEWORK: Options trading disclosures are governed by FINRA Rule 2360 (Options), which requires broker-dealers to deliver the OCC's 'Characteristics and Risks of Standardized Options' document prior to account approval. FINRA Rule 2111 (Suitability) and Reg BI's care obligation require that options account approvals be based on reasonable diligence into customer financial sophistication and risk tolerance. The SEC's National Market System (Reg NMS) and options-specific rules under Securities Exchange Act Section 9(b) also apply. FINRA Regulatory Notice 21-15 specifically flagged options approval practices at digital broker-dealers as a priority examination area.

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Applicable agencies

  • SEC
    The SEC oversees options market regulation under the Securities Exchange Act and Reg BI, requiring broker-dealers to ensure options recommendations and account approvals are in retail customers' best interest.
    File a complaint →

Provision details

Document information
Document
Robinhood Customer Agreement
Entity
Robinhood
Document last updated
April 29, 2026
Tracking information
First tracked
March 6, 2026
Last verified
April 27, 2026
Record ID
CA-P-003297
Document ID
CA-D-00050
Evidence Provenance
Source URL
Wayback Machine
SHA-256
42fdece1ce06bb1213691f7474d4463025e28fcf4db4d7ada943d32d7009952a
Verified
✓ Snapshot stored   ✓ Change verified
How to Cite
ConductAtlas Policy Archive
Entity: Robinhood | Document: Robinhood Customer Agreement | Record: CA-P-003297
Captured: 2026-03-06 20:25:05 UTC | SHA-256: 42fdece1ce06bb12…
URL: https://conductatlas.com/platform/robinhood/robinhood-customer-agreement/options-trading-risk-disclosure/
Accessed: May 2, 2026
Classification
Severity
High
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