The policy states that LlamaIndex collects share purchasing history, number and value of shares held, and holder of record names and addresses from shareholders and investors, using this data for investor relations management, transaction processing, tax documentation, and cap table administration.
This analysis describes what LlamaIndex's agreement states, permits, or reserves. It does not constitute a legal determination about enforceability. Regulatory applicability and practical outcomes may vary by jurisdiction, enforcement context, and individual circumstances. Read our methodology
The policy explicitly identifies investors and shareholders as a distinct data subject category and describes specific financial and transactional personal data categories collected from them, including data used for tax reporting and investment transaction processing.
Under this clause, LlamaIndex shareholders and investors have their share ownership details, transaction history, and financial information collected and used for investor relations, tax preparation, and cap table management purposes as described in the policy.
Cross-platform context
See how other platforms handle Investor Personal Data Collection and similar clauses.
Compare across platforms →"In addition to the personal data practices outlined above, we also collect personal data from shareholders and investors of our company, including share purchasing history, number of shares held, value of the shares, and the holder of record's name and address. We use this information primarily to manage investor relations and investments in our company, including by providing you information about our company and related investments, processing investment transactions, preparing tax returns and other investor-related documents, and managing our cap table.Excerpt from LlamaIndex's Privacy Policy
1) REGULATORY LANDSCAPE: Collection and processing of investor and shareholder data may engage SEC regulations regarding record-keeping and disclosure obligations for private companies.
Enforcement risk, jurisdiction flags, contract triggers, and due diligence action items.
Get the research letter
Companies change their terms quietly. We read every version and catch what actually changed. One email a week on the changes that matter and what they mean.
The policy explicitly identifies investors and shareholders as a distinct data subject category and describes specific financial and transactional personal data categories collected from them, including data used for tax reporting and investment transaction processing.
Under this clause, LlamaIndex shareholders and investors have their share ownership details, transaction history, and financial information collected and used for investor relations, tax preparation, and cap table management purposes as described in the policy.
No. ConductAtlas is an independent monitoring service. We are not affiliated with, endorsed by, or sponsored by LlamaIndex.